Industry News
Court of Appeals Decision regarding SEC Hedge Fund Rules
Henderson & Lyman's Financial Services Practice Group issued a Client Advisory regarding the invalidation, by the United States Court of Appeals for the District of Columbia, of the SEC's regulation requiring representation as an investment adviser.
New and Amended Investment Adviser Act Rules and Private Investment Funds
Henderson & Lyman's Financial Services Practice Group issued a Client Advisory Memo regarding the New and Amended Investment Adviser Act Rules and Private Investement Funds.
June, 2005
Proposed changes to NASAA Commodity Pool Guidelines
On May 27, 2005, the North American Securities Administrators Association (NASAA) published proposed revisions to the NASAA Commodity Pool Guidelines.